We are committed to protecting the privacy of those who do business with Europa. As required by the recent Gramm-Leach- Bliley (GLB) Act, we are providing you with this privacy notice to inform you how we handle personal information that we collect and may disclose within our organization. If we change our information practices, we will provide an update in this notice of any material changes. Our current privacy policy supersedes any other privacy policy that we may have provided previously.


Why This Privacy Policy Applies To You

We are providing this notice because you may have obtained a financial product or service from or through Europa Securities LLC.


What We Do To Protect Your Private Information

We protect private information provided to us according to strict standards of security and confidentiality. These standards apply to both our physical facilities and any other services we may provide. We maintain physical and procedural safeguards to protect private information and regularly review and update our systems to keep them current. We permit only authorized individuals, who are trained in the proper handling of private information and who need to know this information to do their jobs, to have access to this information.


Private Information That We May Collect

As part of providing investment products or services, we may obtain the following types of nonpublic private information:

• information we receive from clients regarding home address, government identification such as drivers license, SS numbers and other private information;
• information about net worth and investment activity; and
• information from public records we may access in the ordinary course of business.

When We May Disclose Your Private Information

We will not share the private information collected, as described above, with unaffiliated third parties except:

• at your request;
• when you authorize us to process or service an investment, for example in connection with a purchase or sale of securities (unaffiliated third parties in this instance may include service providers such as a custodian, data processor or printer);
• when required by law to disclose such information to appropriate authorities.

We do not otherwise provide information about you to outside firms, organizations or individuals except to our attorneys, accountants and auditors and as permitted by law. We never sell private information about you or your account to anyone, at any time.

What We Do With Personal Information About Our Former Clients

If a client decides to no longer do business with us, we will continue to follow this privacy policy with respect to the private information we have in our possession about a client.

Should you have any further questions regarding our Privacy Policy, please feel free to call us at (303) 991-5876 or fax us at (303) 991-5748.